Engagement model
Audits for fintech operators succeed when everyone knows what happens each week. This page maps our standard rhythm so your compliance and operations leads can plan evidence and calendars.
We confirm licence type, product corridors, outsourced vendors, and the event driving the review — renewal, diligence, or board cycle. You receive a draft engagement letter with fee, fieldwork dates, and exclusions.
A structured list covers policies, organisation charts, sample files, exception logs, and reconciliation packs. We agree redaction rules before anything leaves your environment.
Walkthroughs of live processes, interviews with control owners, and sample testing. Hybrid delivery is common: document review remotely, on-site days in Taiwan for paper-heavy or multi-team sessions.
You review a findings matrix for factual accuracy. Severity rankings stay ours; facts are corrected before anything is final.
Final report, remediation tracker, and a leadership briefing. Working papers transfer under the retention terms in your letter.
Choose an audit engagement and tell us your target board or renewal date. We will confirm whether the window is realistic.