Fintech Licence & Controls Audit
A structured walkthrough and sampling engagement that tests how your licensed fintech activities hold up against Taiwanese supervisory expectations before a board meeting or regulator visit.
Engagements
Audits shaped around how fintech work actually moves
Each engagement is a human-led review of controls, files, and reporting — scoped to licence type, product corridors, and the deadline you are working toward.
AML Programme Health Check
A focused review of customer due diligence files, alert handling, and SAR escalation paths for fintech teams under Taiwanese AML expectations.
Pre-Diligence Controls Brief
A compact readiness review for fintech founders preparing investor diligence or a banking partner questionnaire on operational controls.
Board Pack Assurance Review
An independent read of risk and compliance board packs so directors see coherent fintech audit trails rather than recycled slide language.
Unsure which engagement fits?
Describe your licence category and the event you are preparing for — renewal, diligence, or board circulation — and we will recommend a scope.
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