AML Programme Health Check
A focused review of customer due diligence files, alert handling, and SAR escalation paths for fintech teams under Taiwanese AML expectations.
Kinmen · Taiwan
Fintech audits written for the file, not the brochure
We walk payment corridors, sample customer files, and pressure-test reconciliations so your licence story survives a real supervisory question.
Flagship engagement
Licence & controls audit for Taiwan fintech operators
Our core offer is a time-boxed engagement that tests how onboarding, monitoring, and settlement controls behave under sampling — then delivers a ranked findings matrix your board can act on.
Read the engagement scope
Related engagements
Other ways we examine fintech controls
Pre-Diligence Controls Brief
A compact readiness review for fintech founders preparing investor diligence or a banking partner questionnaire on operational controls.
Board Pack Assurance Review
An independent read of risk and compliance board packs so directors see coherent fintech audit trails rather than recycled slide language.
“They spent two mornings with our settlement team before writing a single finding. The report named the broken hand-off between operations and finance — not a generic ‘enhance monitoring’ line.”Operations director, electronic payment institution · Taipei
Walkthrough first
We observe how a live payout or onboarding case moves before we open the sample bag.
Sample with context
Files are chosen across risk bands and corridors, not only from the neatest folders.
Board-usable language
Findings name owners, evidence, and next steps — written for directors who read quickly.
Field notes
Recent writing from the practice
Notes on sampling, alert dispositions, and evidence rooms — rooted in Taiwan fintech audit work.
Open the journalWhat a Taiwan payment licence audit actually samples
Field notes on sampling customer files, reconciliations, and exception logs during fintech audits for Taiwan payment institutions.
Preparing alert disposition notes that survive sampling
Practical guidance for Taiwan fintech AML teams writing alert disposition notes that hold up under independent audit sampling.
Planning a renewal, diligence window, or board review?
Share your licence type and preferred fieldwork dates. We reply with a draft scope and fee range within two business days.
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