Audit engagement
Board Pack Assurance Review
An independent read of risk and compliance board packs so directors see coherent fintech audit trails rather than recycled slide language.
Who this is for
Company secretaries and risk chairs at licensed fintechs who want a second pair of eyes before quarterly board circulation.
What is included
- Review of the latest risk, AML, and incident sections of the board pack
- Consistency checks against underlying MI and prior recommendations
- Markup comments and a short assurance note for the chair
What sits outside scope
- Drafting the full board pack from scratch
- Attendance as a voting board member
- Ongoing secretarial services
How the engagement runs
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1
Pack receipt
You send the near-final pack under NDA with a circulation deadline.
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2
Parallel read
We annotate inconsistencies and missing evidence trails.
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3
Chair note
A brief assurance memo accompanies your circulation if requested.
Duration
Five to ten business days per cycle.
Delivery
Remote review with optional call for the risk chair.
Preparation
Include underlying MI extracts, not only the slide deck.
Fee basis
Per-pack fixed fee; retainer available for quarterly cycles.
Ready to scope this audit?
Share your licence type, product lines, and preferred window. We will reply with a draft scope and fee range.
Start with a scoping call