Audit engagement
Pre-Diligence Controls Brief
A compact readiness review for fintech founders preparing investor diligence or a banking partner questionnaire on operational controls.
Who this is for
Early-stage payment and lending teams approaching a funding round or a sponsor-bank onboarding pack who need a sober inventory of control gaps.
What is included
- Structured questionnaire covering access, change, and reconciliation controls
- Half-day workshop with founders and operations lead
- Prioritised gap list suitable for a diligence data room
What sits outside scope
- Full licence audit report
- Valuation or financial statement audit
- Negotiation support with investors
How the engagement runs
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1
Intake questionnaire
You complete a short controls inventory before we meet.
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2
Workshop
We pressure-test answers against how work actually happens day to day.
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3
Brief memo
You receive a concise gap list and suggested evidence to gather.
Duration
One to two weeks.
Delivery
Mostly remote; workshop in Taipei or Kaohsiung when preferred.
Preparation
Nominate one operations owner who can demonstrate live processes.
Fee basis
Fixed package fee listed on Rates.
Ready to scope this audit?
Share your licence type, product lines, and preferred window. We will reply with a draft scope and fee range.
Start with a scoping call